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ER-15 Pre-Kickoff - Roles & Responsibilities

Suzette Richards avatar
Written by Suzette Richards
Updated over a year ago

What to Provide

The documented policy/procedure (or similar documentation) that define the job responsibilities for the common roles that oversee the implementation of the security and control environment.

Evidence Format

Word/PDF document

Additional Guidance

Common roles that oversee the implementation of the security and control environment include:

  • Chief Executive Officer (CEO)

  • Chief Information Security Officer (CISO)

  • Chief Technology Officer (CTO)

  • Data Privacy Officer (DPO)

  • Risk and Compliance Officer

  • Incident Response Team (IRT) Security Officer

  • Security Director or Manager

The evidence should demonstrate:

  • Individual or team names

  • Defined individual or team responsibilities

Associated Unified Control ID

Associated Framework Control

CTRL-432

LCL-7

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